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Public Access Policy Toolkit

For those seeking or receiving grant funds from agencies or funders with public access policies.

Previous News and Updates

NIH Update- January 2025:

A hiring freeze and pause on communications and travel is affecting the NIH as a result of the new federal administration. UTK researchers may refer to the Office of Research, Innovation, and Economic Development for questions regarding funding and projects during this time.

NASA Update- January 2025:

NASA released the final version of its Public Access Plan for Increasing Access to the Results of Scientific Research in January 2025. This plan specifies no embargoes for peer-reviewed publications and that data should also be made available in a public archive at the time of publication. To learn more, visit the NASA webpage:

NIH Update- July 2024:

The National Institutes of Health (NIH) has proposed an update to their existing Public Access Policy that would remove the embargo period. This policy could potentially take effect in October 2025. To learn more about the NIH Public Access Policy, visit the link below:

Public Access Policies for Federally Funded Research

What are public access policies?

A public access policy is a mandate from an organization that requires federally-funded research to be made publicly available. Because the public pays taxes, federally-funded research should be made available for them to access. It is important to understand that public access is different from open access. Public access is mandated, while open access is up to the authors. No subscription is required to read open access articles, but a subscription may apply to public access articles. Authors may have to pay an article processing charge (APC) to make their articles open access, but they do not have to do so to make their articles public access; instead, they need to deposit their work in the designated repository that their federal funding agency requires.

The Nelson Memo

What Is The Nelson Memo?

Released by the U.S. government in August 2022, the Nelson Memo recommended funding policy changes in order to provide free and immediate public access to taxpayer funded research. It required policy plans to be published by government funding agencies by December 31st, 2024, and was set to go into full effect by December 31st, 2025.

 

Nelson Memo Update- August 2022:

"This memorandum provides policy guidance to federal agencies with research and development expenditures on updating their public access policies. In accordance with this memorandum, OSTP recommends that federal agencies, to the extent consistent with applicable law:

1. Update their public access policies as soon as possible, and no later than December 31st, 2025, to make publications and their supporting data resulting from federally funded research publicly accessible without an embargo on their free and public release;

2. Establish transparent procedures that ensure scientific and research integrity is maintained in public access policies; and,
3. Coordinate with OSTP to ensure equitable delivery of federally funded research results and data."

Note: New administration in U.S. federal governments may affect the implications and/or applications of this memo. 

Learn more about the definition of public access and how the Nelson memo works in the following videos:

Expanding Access

Expanding Public Access to the Results of Federally Funded Research

The White House's Office of Science and Technology Policy released the Expanding Public Access to the Results of Federally Funded Research policy memorandum in February 2013. It directed federal agencies to develop plans to make the publications resulting from federally funded research freely available to the public within one year of publication. It also required researchers to better account for and manage the digital data resulting from federally funded scientific research.

The memo is directed to departments and agencies with over $100 million in annual extramural R&D budgets. Federal funding agencies started rolling out their implementation plans in 2014.

Below is a summary table of the agencies that have made their implementation plans public.

Summary Table


Agency Pre-Award: Data Management Plan Required?* Post-Award: Where to Deposit Article Maximum Publication Embargo Post-Award: Where to Deposit Data Link to Policy, Plan, or FAQ
ACL/NIDILRR Yes PubMed Central (PMC) 12 months TBD Plan
AHRQ Yes PMC 12 months TBD Plan; Policy
CDC Yes CDC Stacks, using NIHMS submission system 12 months Multiple solutions Plan
DoD Yes Defense Technical Information Center (DTIC) 12 months No specific solution Memo
DOE Yes Public Access Gateway for Energy and Science (PAGES) 12 months Varies by office Plan
DOT Yes DOT National Transportation Library (NTL) 12 months TBD Plan
FDA Yes PMC 12 months Disciplinary data repositories, where available Plan; Staff Manual
IES Yes ERIC 12 months Researcher choice + data must be available for ≥10 yr. Policy; Data Guide
NASA Yes NASA PubSpace (part of PMC) 12 months NASA’s Data Portal, other repository, or inclusion of data in publication as supplementary material FAQ; Plan
NIH Yes PMC 12 months Multiple solutions FAQ; Plan; Data Sharing Policy; Genomic Data Sharing Policy
NIST Yes PMC (NIST Interface) 12 months + NIST reserves right to shorten or extend period No specific solution + metadata submitted to NIST's Enterprise Data Inventory** Plan
NOAA Yes, if generating environmental data NOAA Institutional Repository 12 months Multiple solutions short term + NOAA Data Centers for data “worthy” of long term preservation Plan
NSF Yes NSF-PAR 12 months An "appropriate repository" Plan; FAQ
SI Yes SRO, CHORUS 12 months SRO, CHORUS, or approved repositories FAQ
USAID Encouraged, but "Datasets must be submitted" through the DDL Optional: Development Experience Clearinghouse N/A Development Data Library (DDL) Data Policy
USDA Yes (NIFA) PubAg 12 months TBD Plan
USGS Yes USGS Information Product Data System (IPDS) & USGS Publications Warehouse 12 months Metadata to the USGS Science Data Catalog + USGS maintains authoritative copy of data Plan; Summary; USGS Data Management Site
VA Yes PMC 12 months Partner with HHS, NIH, FDA, and DoD on “effective mechanisms" + clinicaltrials.gov Plan

*Guidance on most funder's DMP requirements can be found on this DMPTool page.

**Metadata schema should follow guidelines found in the White House's Project Open Data.

 

Introductory text and table adapted from Columbia University Scholarly Communication Program, under a CC-BY license.

Additional information taken from NCSU Libraries' Funding Agency Guidelines page.