Skip to Main Content
It looks like you're using Internet Explorer 11 or older. This website works best with modern browsers such as the latest versions of Chrome, Firefox, Safari, and Edge. If you continue with this browser, you may see unexpected results.

Business: Accounting, Auditing & Taxation: SEC Filing Types

SEC Filing Searches

SEC Filing Types

 

•  DEF 14A- Proxy Statement (Board of Directors appointments, changes, etc)

•  10-K Annual Report to the SEC

•  10-KA Amended Annual Report

•  10-Q Quarterly Report

•  8-K Changes report that could affect the financial health of the company

•  6-K Non-US companies listed on one of the US stock exchanges report similar to 8-K

•  20-F Non-US company annual report to SEC

•  13-D Insider shares traded by board

•  13-FE Institutional Holders' trades

•  14-D1 Tender offer or Acquisition of another company

•  14-D9 Response to tender offer

•  S-1 New Issue Filing, often known as the Prospectus for an Initial Public Offering (IPO)

•  Form SB-Small Business IPO

Databases for SEC filings

For the following databases, contact the Haslam College of Business:
SNL Financial
Bloomberg