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Business: Accounting, Auditing & Taxation: SEC Filing Types

SEC Filing Searches

SEC Filing Types

 

•  DEF 14A- Proxy Statement (Board of Directors appointments, changes, etc)

•  10-K Annual Report to the SEC

•  10-KA Amended Annual Report

•  10-Q Quarterly Report

•  8-K Changes report that could affect the financial health of the company

•  6-K Non-US companies listed on one of the US stock exchanges report similar to 8-K

•  20-F Non-US company annual report to SEC

•  13-D Insider shares traded by board

•  13-FE Institutional Holders' trades

•  14-D1 Tender offer or Acquisition of another company

•  14-D9 Response to tender offer

•  S-1 New Issue Filing, often known as the Prospectus for an Initial Public Offering (IPO)

•  Form SB-Small Business IPO

Databases for SEC filings

For the following databases, contact the Haslam College of Business:
SNL Financial
Bloomberg